🪄💫SSRS (& Paginated Reports): Products Master Report in Dynamics 365 for Finance & Operations via Data Entities

With the Export to Data Lake add-in (*), respectively with Azure Synapse Link for Dataverse with Azure Data Lake, it's possible now to create Power BI paginated reports based directly on the Dynamics 365 Finance & Operations (D365 FO) data model as available in the Data Lake. With the add-in it's possible to export the tables from D365 FO, while with the second option it's possible to export data entities and hopefully soon base tables as well. 

The two features can be used in parallel in the same environment and even if they are based on different mechanisms, they synchronize D365 FO data to the Data Lake in standard data files that can be further consumed via a serverless/dedicated SQL server pool by reporting tools. Thus, one can build a data lakehouse/warehouse on top of the data for reporting. At least this was the approach before Microsoft Fabric. 

So, in the end a developer will have the option to choose between base tables and data entities, as synchronized to the Data Lake. Data entities encapsulate the logic as used by the D365 FO application and can thus allow developing a report with the minimum of overhead, at least in theory. Unfortunately, there are other downsides that make the use of base tables a better approach, at least for certain scenarios (e.g. data entities are not available for synchronization or doesn't include all needed fields). 

For the developer of reports the synchronization mechanism is less important. A set of database objects will be available, and reports can be built on top of them. Ideally, the base objects will have the same or similar names as in D365 FO, otherwise the differences between the two data models need to be translated in each piece of logic, which adds more complexity and overhead to the development.

Thus, to build a report to show the Product master data the developer can use the dbo.EcoResProductV2Entity data entity. Unfortunately, there are several important issues: (1) the name of the source entity can change as versions change, (2) there are fields based on Enums that store only the code and it's needed to map the corresponding values, (3) some fields from the base table need to be made available, (4) further transformations are needed (e.g., converting fields to formats). Thus, it's useful to encapsulate the logic into a view, when creating views is possible:

CREATE OR ALTER VIEW EDM.vEcoResProductV2Entity
AS 
/*
name:  Products - Master (base entity)
created: 01.04.2021
modified: 01.04.2021
*/
SELECT ITM.ProductType
, CASE ITM.ProductType
    WHEN 1 THEN 'Item'
    WHEN 2 THEN 'Service'
  END ProductTypeName
, ITM.ProductSubtype
, CASE ITM.ProductSubtype
    WHEN 1 THEN 'Product'
    WHEN 2 THEN 'Product Master'
    WHEN 3 THEN 'Product Variant'
   END ProductSubtypeName
, ITM.ProductNumber
, Replace(Replace(ITM.ProductName, char(10), ' '), char(13), ' ')  ProductName
, Replace(Replace(ITM.ProductDescription, char(10), ' '), char(13), ' ') ProductDescription
, ITM.RetailProductCategoryName 
, ITM.ProductDimensionGroupName 
, ITM.StorageDimensionGroupName 
, ITM.TrackingDimensionGroupName 
, ITM.ProductColorGroupId 
, ITM.ProductSizeGroupId 
, ITM.ProductStyleGroupId
, ITM.VariantConfigurationTechnology
, CASE ITM.VariantConfigurationTechnology
    WHEN 0 THEN 'None'
    WHEN 1 THEN 'Predefined Variants'
    WHEN 2 THEN 'Dimension Based'
    WHEN 3 THEN 'Rule Based'
    WHEN 4 THEN 'Constraint Based'
  END VariantConfigurationTechnologyName
, ITM.IsProductKit
, CASE ITM.IsProductKit WHEN 1 THEN 'Yes' ELSE 'No' END IsProductKitName
, ITM.IsCatchWeightproduct
, CASE ITM.IsCatchWeightproduct WHEN 1 THEN 'Yes' ELSE 'No' END IsCatchWeightproductName
, ITM.IsProductVariantUnitConversionEnabled
, CASE ITM.IsProductVariantUnitConversionEnabled WHEN 1 THEN 'Yes' ELSE 'No' END IsProductVariantUnitConversionEnabledName
-- system
, ITM.ProductDimensionGroupRecId
, ITM.StorageDimensionGroupRecId
, ITM.TrackingDimensionGroupRecId
, ITM.RetailCategoryRecId
, ITM.RecId
, ITM.Partition
FROM dbo.EcoResProductV2Entity ITM

As can be seen, the view was created in the EDM (Entity Data Model) and has the "v" prefix added to the original name. The EDM schema was created to store the objects based on data coming via data entities.

With this view's data can be consumed in the paginated report:

--Products - Master
SELECT ITM.ProductTypeName
, ITM.ProductSubtypeName
, ITM.ProductNumber
, ITM.ProductName
, ITM.RetailProductCategoryName 
, ITM.ProductDimensionGroupName 
, ITM.StorageDimensionGroupName 
, ITM.TrackingDimensionGroupName 
, ITM.ProductColorGroupId 
, ITM.ProductSizeGroupId 
, ITM.ProductStyleGroupId
, ITM.VariantConfigurationTechnologyName
, ITM.IsProductKitName
, ITM.IsCatchWeightproductName
FROM EDM.vEcoResProductV2Entity ITM
WHERE ITM.ProductName LIKE 'Mens%'
ORDER BY ITM.ProductNumber

One can use directly this query to generate the report, though in a second step, once the report was created, one might prefer to provide the query as variable to the corresponding dataset, as this allows better handling of the parameters and thus create the query dynamically as fit:

= "--Products - Master" & vbCrLf 
& "SELECT ITM.ProductTypeName" & vbCrLf 
& ", ITM.ProductSubtypeName" & vbCrLf 
& ", ITM.ProductNumber" & vbCrLf 
& ", ITM.ProductName" & vbCrLf 
& ", ITM.RetailProductCategoryName " & vbCrLf 
& ", ITM.ProductDimensionGroupName " & vbCrLf 
& ", ITM.StorageDimensionGroupName " & vbCrLf 
& ", ITM.TrackingDimensionGroupName " & vbCrLf 
& ", ITM.ProductColorGroupId " & vbCrLf 
& ", ITM.ProductSizeGroupId " & vbCrLf 
& ", ITM.ProductStyleGroupId" & vbCrLf 
& ", ITM.VariantConfigurationTechnologyName" & vbCrLf 
& ", ITM.IsProductKitName" & vbCrLf 
& ", ITM.IsCatchWeightproductName" & vbCrLf 
& ", ITM.IsProductVariantUnitConversionEnabledName" & vbCrLf 
& "FROM EDM.vEcoResProductV2Entity ITM" & vbCrLf 
& "WHERE 0=0 " & vbCrLf 
& IIf(Parameters!ProductName.Value<> "", " AND ITM.ProductName LIKE @ProductName ", "") & vbcrlf 
& IIf(Parameters!ProductNumber.Value<> "", " AND ITM.ProductNumber LIKE @ProductNumber", "") & vbcrlf 
& IIf(Parameters!ProductType.Value<> "", " 	AND ITM.ProductType = @ProductType", "") & vbcrlf 
& IIf(Parameters!ProductSubtype.Value<> "", " AND ITM.ProductSubtype = @ProductSubtype ", "") & vbcrlf 
& "ORDER BY ITM.ProductNumber" & vbCrLf

The expression can be created using an Excel formula (after vbCrLf observer the empty space needs to be set, otherwise the report will fail):
="& """ & A1 & """ & vbCrLf 

The four parameters created for exemplification need to be defined also in the dataset accordingly. And here's report's output:

For Product Number and Name the User can use wildcards - that's what the "*" besides parameter's Prompt signifies.

Unfortunately, the logic needs to be extended accordingly as soon as further attributes not available in the data entities are needed. In this scenario and several others, using directly the base tables allows more flexibility even if the logic behind the data entity needs to be duplicated.

Notes:
(1) When building and testing the report use only a small subset of the data. 
(2) For the dropdown parameters the "(all)" label was added which has an empty value. It allows in the expression to ignore the parameter, when selected. 
(3) In text values with a high probability of coming from Excel sheets (e.g. Product Name or Description) it might be a good idea to replace char (10) line feed, char (13) ENTER, and even char (9) horizontal Tab values, otherwise the data might not be exported correctly to Excel.
(4) If the definitions for Enums change, the mappings need to be changed accordingly. 
(*) Existing customers have until 1-Nov-2024 to transition from Export to Data lake to Synapse link. Microsoft advises new customers to use Synapse Link.

Happy coding!

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🔦Process Management: "Manage Problem" Process Diagram in ITIL

Process diagrams for IT methodologies like ITIL can be approached in general at a lower level of detail than business processes (see 'Create Product' process diagram) and thus the text blocks can be left out unless further high-level instructions need to be given. Because they are highly standardized, one can find many examples on the internet as inspiration. On the other hand, the processes need to be adapted to an organization's needs. 

Compared with other similar process diagrams, the diagram attempts (1) to highlight also the interfaces with other processes (e.g. Manage Change, Manage Knowledge, etc.), (2) to assure that the User can cycle through the steps, respectively that there's no infinite loop via the solvability question. 

The following definitions apply:

Change: the addition, modification or removal of anything that could have an effect on a servicel

Incident: unplanned interruption or reduction in quality.

Known Error: problem that has a documented root cause and/or a workaround.

Problem: a cause of one or more incidents.

Resolution: action taken to repair the root cause of an incident/problem or to implement a workaround.

Workaround: reducing/eliminating the impact of an incident/problem for which a full resolution is not yet available.

🔦💫Process Management: "Create Product" Process Diagram in Dynamics 365 for Finance & Operations

Introduction

A process diagram should provide employees with a bird’s-eye view of the most important steps needed to perform the process it describes. To be useful, the diagram needs to be succinct, complete, accurate and descriptive enough. Unfortunately, one needs to compromise to address all these requirements. Moreover, there are further challenges, like where to set boundaries between activities and subprocesses, or how much information to provide.

Dynamics 365 used to come with a set of standardized process descriptions and diagrams, at least the support for the latter being interrupted. They were useful as overviews, however sometimes they seemed to raise more questions than to clarify. On the other hand, organizations implement only a subset from the functionality available, and thus the process diagrams can vary between organizations. In theory, the implementer or other service providers could help with a standardized set of process diagrams designed for specific industries, though this may involve further challenges.

Therefore, organizations might be forced to start from scratch. Even then, the results might not fulfill the expectations. At least in what process diagrams concern, there seem to be a huge gap between theory and practice. Knowledge representation in its various forms, and the process diagrams are included, can be considered as an art or require more expertise and skills than usual.

Ideally, organizations should have process diagrams for all business-critical processes. A more relaxed approach could focus only on the important processes that need to be performed occasionally, and for which refreshments are necessary. In this category belongs the creation of master data, the creation of Products being maybe the most complex one.

The ‘Create Product’ process was chosen to exemplify how a process diagram could be constructed and explain design choices and further aspects. (Click on the diagram to see the full-size version!)

As can be seen, the diagram starts with two subprocesses often omitted, even if they are quintessential for making sure that the next steps can be executed efficiently. The differentiation between activities and subprocesses was made based on the complexity of the steps and the responsibilities involved. When multiple steps need to be performed by other personas, then this might be a sign that a process or subprocess is involved. When other personas are involved, the blocks have different colors.

Another important aspect is the use of succinct descriptions for each step. The building blocks of the diagrams should be in theory enough, though that’s seldom the case. To fill the gap the employee needs to navigate between the blocks and descriptions, which is usually inefficient. Process management applications provide a better UI, though contents’ navigability can be challenging as well.

Even if the diagram attempts to generalize a Product’s creation, seldom performed activities were left out and can be added after the same model. Optional steps are marked by a decision block reflecting thus the questions a persona needs to answer. They could be left out.

At least in D365 the data can be imported over the Data Management Framework and/or the Excel add-in. Some steps can then be consolidated or split depending on which data entities are used, though the variations in process are small. Ideally, there should be a description of the respective steps (e.g., what data entity applies for each step).

The process doesn’t consider the use of an approval workflow, respectively the newest features.

One might argue that the diagram doesn’t respect maybe some of the conventions existing in Process Management. Some conventions make sense, though also in this area one needs to compromise sometimes.

In what follows are given arguments why the various steps were considered.

Approve Product datasheet

The data needed to create a Product usually comes from several departments (e.g. Sales, Procurement, Inventory Management, Engineering, etc.). Therefore, as for other master data, it’s recommended to have a Product datasheet in which the most important attributes about a product are tracked at the various levels of detail that apply. 

This approach is supposed to fill the gap in the process in which the creation of a product needs to be approved (e.g. somebody needs to confirm that there’s an entitled reason) to eliminate the unnecessary creation of products (incl. duplicates). Also, there are attributes like Name, Description, Unit of Measure or Prices that need further agreement. Moreover, in this way a single persona is responsible for process’ execution, and the approach requires more coordination upfront than within the process. (It’s easier to have a call with all stakeholders to complete the list than trying to involve them in the middle of the process.)

The datasheet should also contain the attributes that might require system’s extension with further setup, and the new values should be marked as such.

Ideally, the datasheet should reflect the data structure of the entities needed by the import mechanism or allow easy conversions to them.

Setup System

Setup changes may reach deep inside several modules, requiring further permissions. Given the sensitive nature of the changes, it’s better for these changes to be performed by the people responsible for the respective areas.

Some changes, including the hypothetical ones, might also require further tests. Therefore, this part of the process should be triggered early enough so the delays are kept to a minimum.  

System’s setup should be ideally documented (e.g. via golden configuration) together with the policies that apply.

Create Product(s)

The Product datasheet will serve as basis for creating the Products during the current and the following steps. The data entry should be just a replication of the data from datasheet without further transformations, which tend to increase the chances for mistakes.

Supposing that D365 is the master system, which usually should be the case, the products can also be created then in third-party systems once the Product number is available, systems in which further restrictions, policies and value mappings may apply.   

Ideally, there should be an automatic interface responsible for data synchronization, otherwise manual effort is involved.

Add language specific names/descriptions

Maintaining both, a Product’s name and descriptions in the various supported languages should be mandatory. The attributes should reflect the level of specificity required.

Assign Product dimensions

The Product sheet should reflect whether the Product requires dimensions, and which are the respective values, respectively the combinations allowed.

Maintain Product categories

Categories’ maintenance is usually performed by other roles and belongs in the Setup System process. This step includes the assignment of Products to a category, respectively the maintenance of further attributes like Main account or Item sales tax group.

Release Product(s)

The product(s) available in the datasheet are released to the Legal entities in scope. This just makes the Products available for further maintenance.

Update Released product(s)

The Product datasheet is used as basis for entering the Legal entity-specific attributes.

Update Default order settings

This step requires updating the attributes that deviate from defaults (e.g. Default Site, Stopped, etc.).

Maintain Product ext. Descriptions

Product external information might be needed for Customers and Vendors to which the Products are sold, respectively from which are purchased. The entries are needed for each Product dimension that applies.

Maintain Trade agreements

Trade agreements allow transparency of the Sales and Procurement prices that apply for a time interval, specific group or other characteristics. Therefore, they should be used when possible.

Maintain Bar codes

Bar codes apply usually for inventory-based products. Multiple bar code types may apply.

Validate Product master data

This step involves a review of the master data just entered, though it can involve an interface to the ‘Monitor Master data’ process, when such a process was defined as part of the Data Management or Governance initiative. The interfaced process could be triggered as part of the initial process or as part of regular checks, especially when the policies changed.

Typically, the validation of the Product master data should be done by other persona after the four-eyes principle.

Having a set of reports with all attributes in scope (aka ‘Product master data reports’) can easily pinpoint where the gaps are. Moreover, the ‘Product master data policies’ could be built within these reports however this is a long shot. If the policies are known, a simple review should be enough.  

Correct Product data

Besides troubleshooting, this step involves reviewing several or all the steps performed before and taking the necessary actions. Ideally, should be available a list of the most frequently met scenarios, respectively of fixes and workarounds.

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🧮ERP: Implementations (Part IV: Introducing an Upfront Proof-of-Concept Setup)

 

The standard phases of an ERP implementation are mandatory and inflexible as there seems to exist a imposed succession of the phases rooted in customer’s need of having an upfront cost estimate for the project. Moreover, the concept-based approach reflected in the creation of a set of Functional Design Documents (FDDs), even if it’s supposed to increase an implementation’s accuracy, it brings considerable challenges and an effort volume that could be spent in other areas. E.g., having a proof-of-concept setup subproject early in the project seems to bring more benefits.

Usually, before or during the requirements gathering phase the functional consultants together with the key users look at the legacy system(s) and data, questions are asked on both sides, and the findings are hopefully documented, though the outputs are high-level ideas or process design sketches. The sessions are abstract, and besides diagrams there’s no feedback mechanism to make sure that the parties understood customer’s processes and data structures, respectively that the key users understood what the future system is supposed to deliver. Some projects consider the building of 'AS-IS' diagrams and/or user stories during this phase, though their impact on project’s outcomes is questionable.

Why not include in this phase also hand-on training sessions for the key users during which a system is set up based on the available information? For example, one can start with an existing shell of the system reflecting standard parameters used in the industry where the customer works. Starting from this shell the key users and consultants go through the various processes and business scenarios, change parameters, add master data manually, sketch how the process could look like, respectively understand the gaps from expectations, or maybe how the process can be changed to avoid customizations. That’s more effective than discussing over and over the data structures and processes!

Of course, this seems to increase exploratory phase's complexity, though the increase is apparent. Allowing key users to understand how the target system works has the potential of simplifying project's planning and execution. Besides reaching a common understanding of the functionality, the key users can better evaluate whether the target system satisfies the high-level requirements, respectively better perform the various activities - requirements’ definition, reviews and user acceptance testing benefiting altogether. Moreover, they can train and involve other users earlier.

For this to work there are several assumptions. First, that the functional consultants know the target system(s), which is not necessarily needed in other approaches where a person (e.g. business analyst) who can understand how a system works and can document processes is enough. Second, the key users must have a good understanding of the legacy systems. Third, the shell should reflect the business needs as much as possible. Fourth, the necessary financial resources need to be made available upfront. Fifth, the business commitment must be there, and with this the key users should focus only on the project.

However, the most important aspect is that the parties involved need to buy and support the idea! The FDDs bring a safety net and make sense for both parties, the setup being performed only after the signoff. On the other hand, because of the considerable number of iterations FDDs involve high costs. Performing first the setup as described above and writing later the FDDs, if still needed, should improve FDDs’ quality, and require fewer iterations.

This approach allows an important volume of work to be done upfront, and even if further effort is needed for customizations and testing, a lower level of coordination is needed later, reducing thus the complexity of the planning and of the overall project.

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🧮ERP: Implementations (Part III: Simplifying the Implementation Project)

 

ERP implementations are complex projects and a way to manage their complexity is to attempt reducing their complexity (instead of answering to complexity by complexity). A project implementation’s methodology is probably the most important area that allows project’s simplification, though none of the available methodologies seems to work well with such projects.

The point that differentiates the various methodologies is solution’s conceptualization. In general, the expectation is to have a set of functional design documents (FDDs) that describe how the system operates and that can be used for programming the customizations, if any. The customer must review and sign-off the FDDs before the setup is done, respectively the development starts. Moreover, given the dependencies between documents, they often need to be signed off together.

Unfortunately, FDDs reflect the degree of understanding of the target system and business requirements, gaps that can prove to be a challenge for the parties involved, requiring many iterations until they are brought to the expected quality level. The higher the accuracy considered; the more iterations are needed. FDDs tend to consume a considerable percent of the available financial resources, in extremis the whole budget being exhausted just for 'printed paper'. Moreover, the key users see late in the project the working functionality.

In agile methodologies, FDDs are replaced by user stories, and, if still needed, can be written as part of the sprints or later. Unfortunately, agile methodologies have their own challenges and constraints in ERP implementations. As functionality is explored, understood, and negotiated with the customer during the implementation, it’s seldom possible to provide a realistic cost estimation upfront. Given that most ERP implementations exceed their budget, starting a journey without having an idea how much the project costs seems to be a prohibitive approach for many customers. Moreover, the negotiations have the character of Change Requests, which can easily become a bottleneck for the project.

On the other hand, agile methodologies involve the customer earlier and the development could start earlier as well. The earlier the customer is involved, the earlier the key users understand how the system works, and thus they can be more efficient in performing their activities, respectively in identifying the gaps in understanding, trapping functional issues early in the process, at least in theory. Some projects address this need by having the key user trained, though the training environment usually has a different setup and data than needed by the customer. Wouldn’t be a good idea to have the key users trained in an environment that reflects to a higher or lower degree the customer’s data and setup requirements?

In theory the setup for such an environment can be done upfront based on one standard configuration frequently met in customer’s industry. With this the functional consultants can start to configure the system together with the key users exploring the data and setup existing in the legacy system(s). This would allow increasing on both sides the depth of understanding and has the potential of speeding up the implementation. This can be started in the early phases, during the time in which the requirements are gathered. Ideally, a basic setup can exist already when the requirements are signed off. It’s true that this approach would mean a higher investment upfront, though the impact could be considerable. Excepting Data Migration and customizations the customer already has a good basis for Go-Live.

Of course, there can be further challenges, though the customer can make thus sure that the financial resources are well spent – having a usable system, respectively a good system understanding outweighs by far the extreme alternative of having high-quality unimplemented FDDs!

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🧮ERP: Implementations (Part II: It’s a Matter of Complexity)

 

There are many factors to blame for implementation process’ inefficiency, however many of the factors can be associated with the complexity of the project itself, respectively of the application(s) involved. The problem of complexity can be addressed by either answering to complexity with complexity, building a complex team to handle the tasks, which is seldom feasible even if many organizations do it, respectively by simplifying the implementation process and/or the application.

In what concerns the project, the complexity starts with requirement’s elicitation, the iterative transformations they suffer until the final functional requirements document is finalized, their evaluation and mapping to features, respectively gap’s identification. It’s a complex task because it involves understanding the business as well the functionality available in the target system(s). Then comes the effort estimation, which, as the name suggests, is just a guess based on available historical numbers and/or experts’ opinion. High-level requirements are easier to manage than low-level requirements, however they allow for more gaps in understanding. The more detailed the specifications, the more they should help in the estimation process, though that’s the theory. A considerable number of factors can impact the process.

Even if there are standard activities in the implementation process, the number of resources involved from the customer as well from the partner(s) side makes the whole planning process a nightmare for any Project Manager, no matter how experienced he/she is.

Ideally, each member of the team should behave like a trooper, knowing by instinct when and what needs to be done, which are the expectations, etc. This might be close to expectation on the partner side as the resources more likely participated in similar projects, though there’s always a mix between levels of expertise, resources migrating between projects. Unfortunately, that’s seldom (never) the case on the customer side as the gap between reality and expectation is considerable.

Each team member requires a minimum of information/knowledge so he/she can perform the activities assigned. Moreover, the volume of coordination and cooperation is considerably higher than in other projects, complexity that increases with organization’s size and is inverse proportional with organization’s maturity in managing projects and implementation-related activities. There’s thus a minimum of initial communication needed, and furthermore communication needs to occur between the parties involved. Moreover, the higher the lack of cohesion between the parties, the higher the need for communication and this applies especially when multiple organizations are involved in the project.

The triple constraint of Project Management between scope, cost, and time, respectively on quality has an important impact on the project. Resources need to be available when the project needs them and, especially on the partner side, only when they are needed. The implementation project to be feasible for the partner, its resources must work on several projects in parallel or the timing must be perfect, that no waiting times are involved, respectively the effort is concentrated only when needed. Such precision is possible maybe at project’s beginning, though the further the project evolves, the more challenging becomes the coordination of resources. Similar considerations apply to the customer as well.

Thus, a more realistic expectation is to have resources available only at certain points in time, and the resources should be capable of juggling between projects, respectively between project and other activities. Prioritizing is a must, and sometimes the operations or other projects have higher priority. When the time is not available, resources need to compromise by reducing the level of quality.

On the other side, it would be great if most of the effort could be concentrated at the beginning of the project, the later interactions being minimal.  

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🧮ERP: Implementations (Part I: The Process Seems to be Broken)

 

Participating in several ERP implementations, one has the expectation that things will change for the better when moving from one implementation to another. Things change positively in certain areas as experience is integrated, though on average the overall performance seems to be the same. Thus, one may wonder, how can this happen? Of course, there are so many explanations - what went wrong, what could have been done better, and the list is usually quite big. However, the history repeats in the next implementation. Something seems to be broken, or maybe this is the way implementations should work, though I doubt this!

An ERP implementation starts with a need and the customer usually has an idea of what the respective need is about. It might even have a set of high-level or even low-level requirements, which should be the case when starting on such a journey. Then the customer selects an implementation partner, event followed by a period of discovery in which the partner learns more about the business including the overall infrastructure, business processes, data and people. Once the requirements are available, the partner can evaluate them to identify the deviations from the standard functionality available and that translate into customizations, sketch solutions, respectively make a first estimate of the costs and resources needed.

Of course, there can be multiple iterations of the process in which the requirements are reviewed, reevaluated, justified, prioritized by all parties and a common understanding, respectively an agreement on the scope and expectations is reached. In the process some requirements are dropped, others are modified or postponed for a later phase or later phases. The whole process can take a few months, though it’s mandatory for creating a workable estimate used as basis for the statement of work and the overall contract.

In parallel the parties can also work on a project plan and agree upon a project methodology, following that once the legal paperwork is signed, resources to be allocated to the project. A common practice is then for the functional consultants to generate based on the requirements a set of documents - functional design documents (FDD), process diagrams - that should be used as basis for the setup, for programming the customizations and User acceptance testing (UAT). Of course, the documents need to be reviewed by the business, gaps or misunderstandings mitigated, and this takes several iterations until the business can sign-off on the respective documents. It’s the point where the setup and programming can start, usually half a year, or even a year or more after the initial steps.

Depending on the scope, in the best-case scenario the setup will take one to two months, at least until having a system ready for UAT with business data as needed for Go-Live. The agreed customizations can translate in further months and effort not only for programming, but also for testing, reviewing and further mitigations. This would be the time when many of the key users see for the first time a working version of the system, which frankly might be too late. Of course, they read and reread the FDDs, though until this point everything was very abstract and no matter how good such documents were written, they can’t replace the hand-on experience with working with the system, discovering the functionality, understanding how it works.

In the best-case scenario, the key-users are satisfied with the results and the UAT, respectively Go-Live can go on as planned, however the expectations for first time right are seldom (never) met. Further iterations and delays are then involved. Overall, the process doesn’t seem to be efficient!

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🔖Book Review: Laurent Bossavit's The Leprechauns of Software Engineering (2015)

	Software Engineering should be the "establishment and use of sound engineering principles to obtain economically software that is reliable and works on real machines efficiently" [2]. Working for more than 20 years in the field I feel sometimes that its foundation is a strange mix of sound and questionable ideas that take the form of methodologies, principles, standards, myths, folklore, statistics and other similar concepts that form its backbone. I tend to look with critical eyes at the important numbers advanced in research and pseudo-scientific papers especially when they’re related to my job, this because I know that statistics are seldom what they appear to be - there are accidental and sometimes even intended errors made to support the facts. Unfortunately, the missing row data and often the information about the methodologies used in collecting and processing the respective data make numbers and/or graphics' understanding more challenging, not to mention the considerable amount of effort and time spent to uncover the evidence trail.
Fortunately, there are other professionals who went further down the path of bibliographical references and shared their findings in blogs, papers, books and other media content. It’s also the case of Laurent Bossavit, who in his book, "The Leprechauns of Software Engineering" (2015), looks behind some of the numbers that over time become part of the leprechaunish folklore of IT professionals, puts them into the historical context and provides in appendix the evidence trails for the reader to validate his findings. Over several chapters the author focuses mainly on the cost of defects, Boehm’s cone of uncertainty, the differences in productivity amount individual programmers (aka 10x claim), respectively the relation between poor requirements and defects. His most important finding is that the references used in most of the researched sources advancing the above numbers were secondary, while the actual sources provide no direct information of empirical data or the methodology for its collection. The way the numbers are advanced and used makes one question the validity of the measurements performed, respectively the character of the mistakes the authors made. Many of the cited papers hardly match the academic requirements of other scientific fields, being a mix of false claims, improperly conducted research and citations. Secondly, he argues that the small sample sizes used as basis for the experiments, the small population formed usually of students, respectively the way numbers were mixed without any reliable scientific character makes him (and the reader as well) question even more how the experiments were performed in the respective papers. With this, it is more likely that a bigger number of research based on these sources should raise further concerns. The reader can thus ask himself/herself how deep the domino effect goes inside of the Software Engineering field. In author’s opinion Software Engineering as social process "needs to be studied with tools that borrow as much from the social and cognitive sciences as they do from the mathematical theories of computation". How much is possible to extend the theories and models of the respective fields is an open topic. The bottom line, the field of Software Engineering needs better and scientific empirical experiments that are based on commonly agreed definitions, data collection and processing techniques, respectively higher standards for research publications. Without this, we’ll continue to compare apples with peaches and mix them in calculations so we can get some stories that support our leprechaunish theories. Overall, the book is a good read for software engineers as well as for other IT professionals. Even if it barely scratched the surface of software myths and folklore, there’s enough material for the readers who want to dive deeper. Previous Post  <<||>>  Next Post References: [1] Laurent Bossavit (2015) "The Leprechauns of Software Engineering" [2] Friedrich Bauer (1972) "Software Engineering", Information Processing

📦🔖💫Data Migrations (DM): Comments on "Planning for Successful Data Migration" II (Technical Aspects in Dynamics 365 Finance & Operations)

 

Data Migrations Series

Introduction

This weekend I read the chapter 5 on Data Migrations (Planning for Successful Data Migration) from Brent Dawson’s recently released book "Becoming a Dynamics 365 Finance and Supply Chain Solution Architect" (published by Packt Publishing, available on Amazon). The chapter makes a few good points, however there are statements that require further clarifications, while others can be questionable.  

Concerning the Data Migration (DM), besides several architectural recommendations, the author makes also several technical recommendations that can be summarized as follows:

(10) migrate transactional data manually via direct input or by using the Excel add-in (and it doesn’t recommend migrating transactional data using data packages because data change frequently)
(11) put in place a data outage should be as a part of the cutover timeframe
(12) new transactional data should be migrated after Go-live;
(13) include the effort for data entry in the cutover plan.

General Aspects

In what concerns the data there are 4 important phases during a cutover: configuring the production environment, migrating the master data, migrating the transactional data, respectively importing/creating the new transactional data. After each of these phases a data validation step is required to assure and sign-off on data quality.

Ideally, one can make sure that the production environment is correctly set up by deploying a copy of the database with the gold configuration (e.g. export the database and restore it in the target environment). Otherwise, direct data entry and templates, when available, can help obtain the same result, though the effort and risks for errors are higher.

Moving to next phases, it’s important to understand that a data migration is not a copy paste of some data from one system to another. Often the systems have different schemas, data definitions or granularity of the data entities. Ideally, a DM layer in between should take as input the source data and prepare the load data for the target system. This applies to master as well as to transactional data.

For importing data in D365 FO there are the following main options: 
(a) manual data entry
(b) import via Excel-add in and templates
(c)  manual/automated data packages
(d) batch API

As rule of thumb, if one has no more than 100-200 records for a data entity, it might be Ok to enter the data manually, eventually by splitting the effort between several users. This would allow users to accommodate themselves with the system, even if errors are made in the process. However, giving the importance of having “clean data” and a repeatable process for Go-Live makes this approach less desirable. On the other side, there will be cases when this will be the only available option.

As soon data's volume goes above this threshold, the effort doesn’t make sense. Preparing the data in Excel and importing them via the Excel add-in is in most cases recommended, as long as the volume of data is manageable. Moreover, data can be partitioned and imported in batches of 1000-2000 records. Ideally, the data should be available in the same structure as required by the templates used.

There will be however a second threshold that makes a batch API solution more attractive.  How big is this threshold? It depends. I was able to import 50-100k records via partitioning in Excel add-in, though these values shouldn’t be taken as fix.

The dependencies existing between data will dictate the order in which data must be imported, while the size of each data entity can be used to decide which approach will be used.

Master Data

In theory, the migration of master data can start as soon as the corresponding configuration is available. However, it is recommended to split the two phases and make sure that the environment is fully configured. This helps take a backup of the configuration, when such a snapshot is not available (see golden configuration in previous post).

Before taking a snapshot of the master data from the source system(s) it’s recommended to disable the access for changing the respective data (aka master data freeze). Otherwise, besides the fact that the changes will not appear in the target system(s), changes can make master data’s validation more complex. Sometimes, that's a risk the business is willing to take. 

The master data are typically imported a few days before the transactional data need to be imported to allow the team to validate the master data and if the data don’t have the expected quality, perform at most one more migration. Thus, the migration of master data can start one or two weeks earlier, however the longer the timeframe, the higher the chances that the business will be impacted by this (e.g. new orders with new products are needed urgently).

Transaction Data

Before migrating the transactional data, a few processes must be run (e.g. monthly/yearly closing, inventory counting, receiving goods in transit, etc.). Once this accomplished, the system can be frozen and thus the access to making changes disabled. This can happen in phases, depending on the requirements (e.g. migrating the balance can happen much later, even weeks after Go-Live).

What one can migrate are only open transactions (e.g. open purchase orders, open sales orders, open customer/vendor invoices, active assets) and balances (e.g. inventory, trial balance). Usually migrating historical data is out of the question. A data warehouse or similar data repository is more appropriate for storing historical data. Otherwise, keeping the source system(s) available for some users for regulatory requirements would be a better option, when feasible.

The biggest issue with transactional data is that the referenced values (products, customers, vendors) must be available in the target system(s). Even if names and descriptions are maybe the same, the unique identifiers or the surrogate keys are more likely to change. E.g. a product, vendor or customer will have other product number, vendor number or customer number than in the source system(s). This means that the old values need to be replaced with the new ones and this can become a tedious and error-prone process even for Excel. Unless the number of records is really small and there’s no other solution, I don’t recommend this approach.

The alternative would be to build a data migration layer that can address many of the challenges of data migrations. The effort for building such a layer might be high comparable with a manual transformation of the data, though it increases the chances of success by a considerable factor.

During and Post-Go-Live

After validating and signing off on the DM, and here extracts from source and target systems can help, the Go-Live will depend only on the functional testing’s results (and many things can go wrong in this area).

During the freeze period(s) of the source systems, more likely that new master and transactional data needed to be created. Ideally, these data should be entered after the Go-Live announcement, though it isn’t a must if a backup of the target system was taken before. For this the Excel add-ins can become the tool of choice.

With the Go-Live the DM should be over, though there will always be inquiries from the business. In fact only when the auditor signed off the DM is over. Even when one thinks that everything is over a few more surprises can appear – forgotten data, data enrichment, data for new features, etc.

Wrap Up

These are the most important aspects the reader should be aware of. There is more to say about the DM architecture and process, there are more best practices that need to be considered in areas like planning, conceptualization, quality assurance, principles, etc.

Comming back to the best practices from the book, it's worth to stress out that the frequency with which data changes is not the main driver for what approach to use in the DM. Definitely more important is the volume and complexity of data entities to be migrated, and this applies to master and transactional data altogether. Therefore, the argumentation behind (10) doesn't stand entirely. 

Concerning (11), a multi-level data freeze is more appropriate than an outage, even if the author intended maybe to say the same thing. 

(12) and (13) make sense, though the new data are part of daily business (business as usual) and not of the DM. Moreover, if the data entry or import fails because of whatever reason, it can't be the DM to blame. Even if the lessons learned during DM can be further used for mass data entry and updates, this doesn't mean that the DM project continues to exist. In theory, the DM layer can be used further on, though the respective layer was build on different premises that become obsolete with the Go-Live. One needs to think only from the perspective of the new system. Data Management or more specifically Master Data Management should be responsible for this type of data changes!

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📦🔖💫Data Migrations (DM): Comments on "Planning for Successful Data Migration" I (Architecture Aspects in Dynamics 365 Finance & Operations)

 

Data Migrations Series

Introduction

This weekend I read the chapter 5 on Data Migration (Planning for Successful Data Migration) from Brent Dawson’s recently released book "Becoming a Dynamics 365 Finance and Supply Chain Solution Architect" (published by Packt Publishing, available on Amazon). The section on best practices makes many good points, however some of the practices require further clarifications, while some statements can be questionable as the context associated with them can make an important difference.  Overall however the recommendations hold.

Concerining Data Migrations (DM), besides a few teachnical recommendations, the author makes also several architectural recommendations that can be summarized as follows:

(1) put the data into a backup system or database, if possible, and use that system to the data extraction parts of the DM tasks;
(2) use a Tier 2 system for the majority of the development of the data packages;
(3) once the data packages validated, they can be used against production environments;
(4) don’t use the OData protocol for data transfer, but use the Batch API instead;
(5) don’t use dual-write for DM (technology used for data integrations), first complete the DM and after that enable the dual-write;
(6)  have a backup of the environments involved;
(7) have a good internet connection;
(8) plan an environment for DM (at a 2-tier environment, distinct from the one used for functional testing);
(9) for the gold configurations have an environment with limited access.

General Aspects

 
In a Data Migration there are at least 2 systems involved, though in more complex scenarios there can be one more source systems, respectively one or more target systems. At minimum there is a source and a target system.

Ideally, a target production environment should not be used for testing the data migration! On the other side, as long there’s a backup with a given state of the system (e.g. only configuration data, without master or transactional data) a system can be always restored to a previous state. This applies to D365 or to any system for which a database backup and restore can be applied. Even so, as best practice it isn’t recommended to use a production environment for testing as this can increase the complexity of the data migration.

Moreover, the same constraint applies also to the sandbox used for UAT (User Acceptance Testing), given that is supposed to represent at different points in time the same state as the production environment). Thus, at least a third environment will be needed.

There are no hard constraints on the source systems. Ideally, one should use the production source system(s) or environments that resemble the production environments. A read replica of the respective environment(s) will work as well, given that there are typically only reads involved.

The downside of accessing directly a production environment for DM is that the data changes frequently, which makes it more difficult to validate the DM logic – the time factor needing to be considered – data being added, deleted or changed. That’s why an environment with a recent snapshot from production would facilitate the process and would make sure that the DM workloads don’t affect production environment’s performance.

Often, a better alternative would be to have a database in between (aka DM layer) that contains only the data in scope of DM. ETL (Extract Transfer Load) jobs can extract the data on demand and in a consistent manner, this approach assuring a snapshot. This layer can be used to build, test and troubleshoot the DM logic, before Go-Live and after, as issues will be more likely raised by the business and will need to be mitigated.

There are also scenarios in which the direct access to source systems is not possible, a push, respectively a push & pull scenario being needed. If possible, it would be great if the data needed for migration could be exported directly from the source system(s) as needed by the target system(s). In some scenarios this might be achievable, though the bigger the differences in schemas betweeen the systems and the more complex the data, the more transformations are needed, respectively the more difficult it becomes to achieve this. Therefore, moving such logic to an intermediate DM layer would facilitate the DM architecture allowing to address many of the challenges. 

 
Batch API

 
Using Batch API could be a solution when the source environments allow only API access to the data (thus no direct access over SQL scripting) or when the volume of data makes the alternatives unusable. Indeed, OData seems to be slow or unusable when the volume of data exceeds a given threshold, even if the calls can be partitioned.

Another scenario for Batch API is when the source and target systems need to operate in parallel for a considerable amount of time that would make other approaches unusable. Even if a DM typically involves the replacement of one or more systems, there can be exceptions. Such scenario increases a DM’s complexity by several factors and should be avoided. Even if such scenarios seem to be logical and approachable at first sight, the benefits can be easily outrun by the downsides.

Backup

Hopefully, your organization has a backup and restore strategy for the production and other essential environments! The strategy needs to be extended also for the further environments available during the implementation. It’s also true that until Go-Live the target environments don’t suffer many changes. Ideally, a backup should be taken at least when important changes are made to the systems. This can involve the configuration as well the DM. E.g. a setup would be required after the configuration is completed, when the master data, respectively when the transactional data was migrated. A backup of all the systems involved should be taken before Go-Live.

Gold Configuration

Having a system with the gold configuration (the values used to configure the system) available can indeed facilitate the implementation and there are two main reasons for this. Primarily, the gold configuration allows to build reliable processes around its maintenance and to minimize the risk of having discrepancies between expectations and reality. Secondly, the database with the gold configuration can be used to easily setup a new environment and this might be needed often than thought (e.g. for dry runs).

However, in praxis the technical value is easily overrun by the financial aspect as such an environment is barely used and can involve significant costs. As alternative one can use the DAT legal entity from an available environment for storing the gold configuration common across all the legal entities and easily copy it to the other legal entities. In addition, it’s needed to document the deviations, however it’s recommended to document all configurations and use this as baseline for the post-Go-Live changes.
Indeed, the access to the gold configuration should be restrained as much as possible (e.g. only admin, consultants and/or data owners) and change policies should be enforced. Otherwise, one risks having different configurations between the environments. For Go-Live it is critical that the UAT and Go-Live environments have the same configuration.

Independently of the approach used to maintain the gold configuration, it’s recommended to perform a comparison between UAT and production environments to make sure that there are no differences. The comparison can be handled also via SQL scripts, the effort being well-spent when such comparisons needed to be done several times. Even if the data from production isn’t directly accessible, a snapshot of the production database can be copied in another environment. However, this approach requires a good understanding of the tables and/or entities involved. There will be cases (e.g. module parameters) in which it’s easier to perform a manual comparison.

Wrap Up

Coming back to the recommendations, the only points that require some discussion are (1), (2) and maybe (8), while (9) was discussed above (see 'Gold configuration' section).

The recommendation of putting the data into a backup system or database is too vague. A backup system can mean a backup database that can be accessible typically only over DRBMS or an instance of the system having a copy of the data (which usually implies a RDBMS as well). Besides these, a database can refer to a read replica of source system's database or to a DM layer.

Besides price and performance, the main differences between a Tier-1 and a Tier-2 environment (see also the Microsoft documentation) rely in the number of VM machines (aka boxes) involved, how the various components are distributed between them, respectively the edition of SQL Server used. Otherwise, for the users the system will look the same. The most important constraint is that a Tier-1 isn't suitable for UAT or performance testing. In other words, the environment will be slow for concurrent use.

If the performance is acceptable, if the volume of data and the number of users is small, a Tier-1 environment can be used for building data packages, performing initial DM dry-runs and other tasks. However, a Tier-2 resembles closer the production environment and if the UAT is performed using such a system, the more likely is to identify and address the bottlenecks related to performance. Unless they accept the costs blindly, the customers will need to trade between performance and costs from the perspective of their requirements and their business context. 

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